Unauthorized Practice of Law (UPL) Training (1 hour CFP® CE)

For many advisors and wealth management professionals, unauthorized practice of law (UPL) is a vague, looming worry—but what exactly does UPL entail and how can you avoid it?

This session will dive into what advisors need to know about UPL and how to navigate the risks while successfully serving clients.

Karen and Pete will cover:

• What UPL is
• Why advisors and others in the financial industry need to understand it
• Potential risks of UPL for advisors
• How advisors and others can protect themselves from UPL claims

Attendees who are CFP® professionals and stay for the duration of the webinar will be eligible for one hour of CE credit.