Unauthorized Practice of Law (UPL) Training (1 hour CFP® CE)
Join us for a one hour training on what financial advisors need to know about unauthorized practice of law (UPL) and potential risks.
Speakers
Karen Nachbar
Chief Legal Officer, Vanilla
Peter D. Kennedy
Shareholder, Graves Dougherty Hearon & Moody
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Speakers
Karen Nachbar
Chief Legal Officer, Vanilla
Peter D. Kennedy
Shareholder, Graves Dougherty Hearon & Moody
For many advisors and wealth management professionals, unauthorized practice of law (UPL) is a vague, looming worry—but what exactly does UPL entail and how can you avoid it?
This session will dive into what advisors need to know about UPL and how to navigate the risks while successfully serving clients.
Karen and Pete will cover:
- What UPL is
- Why advisors and others in the financial industry need to understand it
- Potential risks of UPL for advisors
- How advisors and others can protect themselves from UPL claims
Attendees who are CFP® professionals and stay for the duration of the webinar will be eligible for one hour of CE credit.